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ISO 45001: Lead Auditor

The ISO 45001: Lead Auditor course is an advanced professional program designed to develop the competence required to plan, conduct, lead, and report audits of Occupational Health and Safety Management Systems (OH&SMS) in accordance with ISO 45001 and internationally recognized auditing principles. ISO 45001 is published by the International Organization for Standardization (ISO) and provides a systematic framework for managing occupational health and safety risks, preventing work-related injury and ill health, and improving OH&S performance. This course focuses on audit leadership, risk-based auditing, evidence evaluation, and professional judgment, preparing participants to conduct first-party (internal), second-party (supplier), and third-party (certification) audits, and to lead audit teams in diverse organizational environments.

Course Objectives

By the end of this course, participants will be able to:

  • Interpret ISO 45001 requirements from an auditor's perspective

  • Apply auditing principles, methods, and techniques to OH&SMS audits

  • Plan and manage an ISO 45001 audit program

  • Conduct Stage 1 and Stage 2 certification audits

  • Evaluate hazard identification, risk controls, and OH&S performance

  • Identify, classify, and report audit findings and nonconformities

  • Lead audit teams and communicate audit results professionally

Course Curriculum

1

    • Purpose and value of OH&SMS audits
    • Audit types: internal, supplier, certification
    • Roles and responsibilities of auditors
    • Auditor competence, ethics, and independence

2

  • Overview of ISO 45001 clauses
  • Auditable requirements and controls
  • Risk-based thinking and preventive approach
  • Evaluating compliance and effectiveness

3

  • Audit principles
  • Establishing and managing an audit program
  • Risk-based audit planning
  • Ensuring auditor impartiality and objectivity

4

  • Defining audit objectives, scope, and criteria
  • Audit plans and checklists
  • Document review and readiness assessment
  • Preparing for Stage 1 audits

5

  • Opening meetings
  • Audit techniques: interviews, observation, sampling
  • Collecting and validating audit evidence
  • Managing audit time and audit trails

6

  • Stage 1: OH&SMS design and readiness assessment
  • Stage 2: Implementation and effectiveness evaluation
  • Auditing hazard identification and risk controls
  • Assessing worker participation and leadership commitment

7

  • Conformities, nonconformities, and observations
  • Classification of nonconformities
  • Root cause analysis overview
  • Writing objective, traceable audit findings

8

  • Audit conclusions and recommendations
  • Structuring audit reports
  • Communicating results to management
  • Closing meetings

9

  • Corrective action processes
  • Verification of corrective actions
  • Audit follow-up and closure
  • Record retention and evidence management

10

  • Role of the Lead Auditor
  • Team coordination and communication
  • Handling conflicts and difficult audit situations
  • Professional conduct during audits

11

  • Auditing leadership and OH&S policy
  • Auditing hazard identification and risk assessment
  • Auditing operational controls and emergency preparedness
  • Auditing performance evaluation and improvement

12

  • Review of ISO 45001 Lead Auditor syllabus
  • Scenario-based questions and exam techniques
  • Certification exam guidance

13

  • Instructor-led classroom or virtual training
  • Audit simulations and role-play exercises
  • Case studies and group discussions

14

  • Internal and external OH&S auditors
  • Health and safety managers and officers
  • Governance, risk, and compliance (GRC) professionals
  • Consultants providing ISO 45001 audit services
  • Professionals preparing for ISO 45001 Lead Auditor certification

15

  • ISO 45001 Foundation certificate or equivalent knowledge
  • Understanding of auditing principles and OH&S management concepts is strongly recommended

16

  • Practical audit exercises and case studies
  • Knowledge checks and quizzes
  • ISO 45001 Lead Auditor certification examination

This course includes

  • 16+ Activity Modules
  • 40 hours + lessons
  • Lifetime access
  • Certificate of completion
  • Available on desktop and mobile

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